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Compliance Officer - Alternative Asset Management

On-site in London·Added 18 days ago

Michael Page UK

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Overview

Job details

£90,000 - £110,000 a year
Gross, as stated in the ad.
About £5,230 - £6,030 a month after tax.
Interim role
Per the ad.

Requirements

Work on-site in London
No relocation package mentioned.

Skills

Nice to have

GDPR

Requirements

A successful Compliance Officer should have:

Experience in wealth management, banking, private equity, hedge funds and/or other related asset management business(es).
Strong 'generalist' Compliance experience within a buy-side firm would be advantageous.
Familiarity with GDPR and wider UK statutory risk principles.

Pay & benefits

Equivalent salary between £90,000 and £110,000, dependent on the level of experience.
Benefits package to be confirmed.

The role

Summary

As a member of the Legal & Compliance team, the UK Compliance Officer will work to support the continued evolution of the Firms compliance program, including related procedures, systems, monitoring/testing and regulatory filings.

Compliance Officer - Alternative Asset Management
Interim Compliance Officer vacancy

About Our Client

A global alternative investment firm with approximately £30 billion in assets, focused on asset-based investments.

Job Description

Participate in projects to expand, improve, and refine the global compliance program, with particular focus on UK regulations.
Conduct monitoring and testing of the firm's businesses in the UK, provide recommendations to remediate any identified issues and coordinate with colleagues to drive the closure of said issues.
Perform electronic communication surveillance and follow-up with relevant stakeholders to address issues.
Assist with the Firm's global privacy efforts, including those related to GDPR.
Have day-to-day ownership of compliance with SMCR.
Serve as a compliance resource for the firms employees based in the UK, as well as Ireland and other European offices.
Support the CCO with the compliance training program in the UK, creating awareness of firm policies and procedures as well as FCA rules.
Coordinate the development, review and administration of policies and procedures specific to the UK based businesses, as well as other European offices.

The Successful Applicant

A successful Compliance Officer should have:

Experience in wealth management, banking, private equity, hedge funds and/or other related asset management business(es).
Strong 'generalist' Compliance experience within a buy-side firm would be advantageous.
Familiarity with GDPR and wider UK statutory risk principles.

What's on Offer

Equivalent salary between £90,000 and £110,000, dependent on the level of experience.
Benefits package to be confirmed.

About Michael Page UK

Michael Page is a recruitment agency that connects businesses with job seekers, offering services ranging from experienced professional hiring to executive search, scaled recruitment and outsourcing solutions. The company operates globally, with more than 100 offices across 34 countries.

Its teams blend market insights, data and advanced technology to deliver hiring outcomes, and it also publishes career advice and salary guides for job seekers.