Compliance Manager | Wealth Management

On-site in London·Added 16 days ago (last checked 15 Oct)

Agency

Michael Page UK

1249 open roles

Apply

Overview

Salary: £80,000 - £100,000 a year
About £4,750 - £5,710 a month after tax.
Contract: Permanent contract

Skills

Pay & benefits

What you'll get

Salary ranging from £80,000 to £100,000, dependent on the level of experience.
Comprehensive pension scheme.
Private healthcare benefits.
Flexible work arrangements.

The role

Broad compliance oversight role focused on conducting compliance monitoring reviews, assessing regulatory risks, providing advisory support to the business, and ensuring adherence to FCA requirements across wealth management activities, with clear opportunities for professional growth, increased responsibility and long-term career development within a collaborative environment.

What you'll do

Provide regulatory guidance and compliance support to key business stakeholders across investment and wealth management activities.
Delivery of risk-based compliance reviews, thematic assessments and control testing across various business areas.
Monitor regulatory developments and help assess the impact of changing requirements on policies, procedures and business practices.
Support senior compliance colleagues with compliance risk assessments, governance matters and ongoing regulatory initiatives.
Build strong relationships with stakeholders to promote a proactive and commercially focused approach to compliance.
Contribute to wider compliance projects, training initiatives and continuous improvement of the firm's compliance framework.

Summary

Client-facing Compliance Manager opportunity in a reputable wealth manager.
Strong culture and healthy work-life balance with excellent career development.

The Successful Applicant

6+ years' compliance monitoring, oversight or advisory experience within wealth management or financial advice.
Strong knowledge of FCA regulations, including COBS, Consumer Duty, SMCR and conduct risk frameworks; experience with FCA advice assessment methodologies is advantageous.
Self-motivated and proactive, with the ability to take ownership, work independently, collaborate effectively with colleagues, and support the development of junior team members.
Investment Advice / Financial Planning qualification essential (CISI, CII, etc)

About Michael Page UK

Michael Page is a recruitment agency that connects businesses with job seekers, offering services ranging from experienced professional hiring to executive search, scaled recruitment and outsourcing solutions. The company operates globally, with more than 100 offices across 34 countries.

Its teams blend market insights, data and advanced technology to deliver hiring outcomes, and it also publishes career advice and salary guides for job seekers.

Industry: Staffing
Website: michaelpage.co.uk

In their own words

About the company & team

A leading international wealth and asset management business providing private banking, asset management and financial planning services to individuals, families and institutional clients. The firm has a long-standing reputation for prudent risk management, client service excellence and strong regulatory standards.

All open roles at Michael Page UK