Compliance Advisory Manager - Specialist Banking

This is an excellent opportunity for a Compliance professional looking to step into a broader advisory-focused role within a growing and collaborative financial services environment. The position offers exposure across regulatory compliance, conduct risk, consumer duty and governance, providing significant opportunity for professional development and progression.

• Compliance Advisory Manager, Specialist Bank, Basingstoke
• Compliance role - Advisory, Consumer Duty, Conduct Risk and Fin Promotions.

• Provide practical Compliance advice and constructive challenge across the Bank's consumer credit, mortgage and banking activities, including deposits and ISAs.
• Be a key point of contact for advisory queries on Consumer Duty, conduct risk, product governance, complaints, customer communications and financial promotions.
• Review and challenge policies, procedures, customer journeys, scripts and operational processes, with a clear focus on fair customer outcomes.
• Review and approve financial promotions, ensuring they are clear, fair, not misleading and aligned with relevant regulatory requirements.

• Applicants should have experience working within a UK regulated financial services environment and demonstrate strong Compliance Advisory.

A successful 'Compliance Advisory Manager' should have:

• Applicants should have experience working within a UK regulated financial services environment and demonstrate strong Compliance Advisory experience.
• Experience in a UK regulated financial services environment, ideally including consumer credit, mortgages, banking, deposits or ISAs.
• Compliance, risk, audit or assurance experience, with the confidence to provide practical advice and constructive challenge.
• Experience supporting business change, transformation, regulatory implementation or project activity from a Compliance or assurance perspective.