Regulatory Reporting Officer

Hybrid in London·Added 3 days ago (last checked 23 Oct)

Agency

Lorien

29 open roles

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Our summary

Work mode: Hybrid, London
Contract: Contract role, inside IR35
Experience: Senior level
Closing date: Apply by Thursday 29 October

Skills

Requirements

What we're looking for

Extensive experience within SFTR Regulatory Reporting.
Strong knowledge of:
- SFTR Transaction Reporting
- SFTR Collateral Reporting
- Trade Repository reporting processes
- Regulatory reporting controls and reconciliations
Proven experience leading regulatory investigations and remediation programmes.
Strong stakeholder management skills across Front Office, Operations, Compliance, Risk and Technology.
Experience managing regulator interactions and responding to regulatory requests.
Demonstrable experience creating business and functional requirements documentation.
Strong understanding of investment banking or capital markets operations.
Experience prioritising and managing regulatory reporting technology backlogs and delivery workstreams.

Nice to have

Knowledge of SMMD (Short-Term Money Market Dataset) reporting.
Knowledge of MMSR (Money Market Statistical Reporting).
Experience across additional regulatory reporting regimes such as:
- EMIR
- MiFID Transaction Reporting
- Trade Transparency Reporting
Previous experience within a global investment bank.

The role

Regulatory reporting officer
Location: London (50% onsite)
Contract: 12 Months
Rate: Competitive (inside IR35)

Overview
We are seeking an experienced SFTR Regulatory Reporting Specialist to join a leading investment banking environment in London. This is a senior VP-level position requiring deep expertise in Securities Financing Transactions Regulation (SFTR), with a particular focus on transaction and collateral reporting, regulatory engagement, investigation management, and driving remediation programmes across business and technology teams.
The successful candidate will act as the SME for SFTR, operating at the intersection of Front Office, Operations, Compliance, and Technology to ensure regulatory reporting obligations are met, reporting issues are investigated and resolved, and regulatory expectations are effectively managed.

Key Responsibilities
SFTR Subject Matter Expertise

What you'll do

Act as the firm's lead SME for SFTR transaction and collateral reporting.
Interpret regulatory requirements and assess impacts across reporting processes, controls, and technology platforms.
Provide expert guidance to business, operations, compliance, and technology stakeholders on SFTR obligations.
Lead investigations into reporting breaks, exceptions, reconciliation issues, and regulatory reporting defects.
Conduct root cause analysis and coordinate remediation activities across multiple stakeholders.
Manage interactions with regulators, including responding to enquiries, coordinating evidence gathering, and overseeing action plans arising from regulatory reviews.
Produce detailed, quantitative and well-documented regulatory responses.
Translate regulatory requirements into clear business and functional requirements.
Produce:
- Functional Specifications
- Business Requirements Documents (BRDs)
- User Stories / Use Cases
- Gap Analysis Documentation
- Process Flows and Target Operating Models
Ensure requirements are aligned to front-to-back reporting workflows and data models.
Own and prioritise the SFTR reporting book of work.
Assess reporting issues and enhancements and determine remediation priorities.
Partner closely with IT teams to drive timely delivery of fixes and strategic improvements.
Coordinate cross-functional delivery activities and track progress through to implementation.
Act as a senior escalation point for material reporting issues.
Support governance forums and regulatory reporting committees.
Drive continuous improvement initiatives focused on data quality, controls, reporting completeness and auditability.
Ensure appropriate documentation and evidence is maintained for audit and regulatory review purposes.