Compliance Analyst - Asset Management

A successful Compliance Analyst should have:

• Experience within Compliance or Operational Risk.
• Background in asset management, investment management, or financial services.
• Good understanding of FCA regulatory requirements.

• Salary ranging from £50,000 to £55,000, dependent on the level of experience.
• Discretionary bonus.
• Competitive benefits package.

Summary

• Compliance Analyst role within Asset Management
• Generalist compliance role within a buy-side firm

About Our Client

Specialist alternative asset manager.

Job Description

• Conduct compliance monitoring and regulatory reviews.
• Review financial promotions and marketing materials.
• Support trade surveillance and market abuse monitoring activities.
• Maintain compliance policies, procedures, and registers.
• Monitor regulatory developments and assess potential business impact.
• Provide compliance guidance to stakeholders across the business.
• Support AML, KYC, and regulatory reporting requirements.

The Successful Applicant

A successful Compliance Analyst should have:

• Experience within Compliance or Operational Risk.
• Background in asset management, investment management, or financial services.
• Good understanding of FCA regulatory requirements.

What's on Offer

• Salary ranging from £50,000 to £55,000, dependent on the level of experience.
• Discretionary bonus.
• Competitive benefits package.